All Course Topics

Deals with risk management, compliance, and ensuring that transactions are executed within regulatory frameworks.

Manages administrative tasks including record keeping, data management, and settlements, ensuring the smooth operation of transactions behind the scenes.

Examines the role of information systems and technology in enhancing the efficiency and effectiveness of front, middle, and back office functions.

Explores the legal and regulatory requirements that firms must adhere to and how each office plays a role in maintaining compliance.

Examines the techniques and tools for evaluating potential investment opportunities to make informed decisions.

Focuses on the creation and maintenance of a diversified collection of investments aimed at balancing risk and reward.

Involves identifying, assessing, and mitigating financial risks to protect the value of the portfolio.

Provides insights into the functioning, structures, and behaviors of different types of markets where securities are traded.

Covers the legal and regulatory environment that governs fund management practices, ensuring compliance and ethical standards.

This topic covers the criteria and timing for recognizing revenue in financial statements to ensure it is reported accurately and consistently.

This principle explains how and when expenses should be recorded, typically aligning them with the revenues they help generate to reflect true profitability.

This principle ensures that all relevant financial information is disclosed in the financial statements, providing complete transparency to users.